Overview

Laidlaw Capital Markets helps clients gain access to capital through the public markets. Our expertise includes specialized offerings such as:

  • IPOs
  • Follow-on and secondary offerings
  • Confidentially marketed follow-ons
  • Registered directs, and PIPEs

Investment Banking Advisory

Laidlaw is committed to partnering with organizations in an advisory capacity. Our team of bankers’ focus on the healthcare industry and the depth of their experience allows them to provide comprehensive knowledge of both the industry and the markets. Our team is able to help organizations strategize and navigate goals on an individual company basis. Whether one is seeking transactions such as acquisitions, divestitures, and mergers, or “going private” transactions and management-led buyouts, we have the resources, experience, and capabilities to work closely with clients to achieve the desired results.

Spherix, Inc.

Follow-On Offering
 
 

$2,500,000

Sole Book Runner
July 2017

Cooltech
Holding Corp.

Private Placement
Common Stock
 

$5,688,055

Exclusive Placement Agent
June 2017

Function (x), Inc.

Follow-On Offering
Common Stock
 

$5,000,000

Joint Book Runner
February 2017

Pershing Gold Corporation

Confidentially Marketed
Public Offering
Common Stock

$7,500,000

Lead Underwriter
December 2016

Towersteam Corporation

Confidentially Marketed  Public Offering
Common Stock

$4,000,000

Sole Book Runner
November 2016

US Gold Corporation

Private Placement
Common Stock
 

$12,000,000

Exclusive Placement Agent
October 2016

FTE Networks, Inc.

PIPE Transaction
Common Stock & Warrants
 

$2,990,000

Exclusive Placement Agent
October 2016

Spherix, Inc.

Confidentially Marketed
Public Offering
Common Stock

$2,500,000

Sole Book Runner
August 2016

Pershing Gold Corporation

PIPE Transaction
Common Stock & Warrants
 

$6,890,000

Exclusive Placement Agent
March 2016

Pershing Gold Corporation

PIPE Transaction
Common Stock & Warrants
 

$9,660,000

Selected Dealer
April 2015

Pershing Gold Corporation

PIPE Transaction
Common Stock & Warrants
 

$12,200,000

Exclusive Placement Agent
July 2014

Spherix, Inc.

Registered
Direct Convertible
Preferred Stock

$19,990,000

Exclusive Placement Agent
June 2014

Marathon
Patent Group, Inc.

PIPE Transaction
Convertible Preferred
Stock & Warrants

$6,500,000

Exclusive Placement Agent
May 2014

Spherix, Inc.

PIPE Transaction
Common Stock & Warrants
 

$4,440,000

Exclusive Placement Agent
March 2014

Inventergy, Inc.

Private Placement
Common Stock
 

$7,250,000

Exclusive Placement Agent
January 2014

Fusion Telecommunications
International, Inc.

PIPE Transaction
Convertible Preferred
Stock & Warrants

$22,500,000

Co-Manager
September 2012